World Group Securities

World Group Securities

World Group Securities

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Description:
World Group Securities, Inc. (WGS) is the exclusive broker-dealer affiliate of World Financial Group (WFG) and is a member of the AEGON Group.

Registration

World Group Securities, Inc. is registered with the Financial Industry Regulatory Authority (FINRA) to sell securities through World Financial Group associates in all 50 states plus Washington, D.C. and Puerto Rico under the CRD number 114473. Its U.S. Securities and Exchange Commission (SEC) number is 8-53428.

Their registered types of business includes:

  1. Broker or dealer selling corporate debt securities (for example, bond)
  2. Broker or dealer retailing corporate equity securities over-the-counter
  3. Government securities broker
  4. Mutual fund retailer
  5. Municipal securities broker
  6. Non-exchange member arranging for transactions in listed securities by exchange member
  7. Broker or dealer selling variable life insurance or annuities


Products

World Group Securities, Inc. distributes a wide array of securities products. These products are:

  • Variable products are variable annuities and variable life insurance contracts issued by insurance companies, some of which may be affiliated with WGS.
  • Mutual funds are investment company securities, some of which may be affiliated with WGS.
  • General securities are products which are cleared through the Company‚Äôs clearing firm. These products typically include corporate......
  • ...

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